Poon, Kelvin Sze Wai 潘仕偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Advising on securities | 2011-05-27 | 2016-09-01 | Rep | Asset management | 2011-05-27 | 2016-09-01 |
| 2 | China Everbright Investment Management Limited | Rep | Advising on securities | 2016-09-01 | 2017-01-24 | Rep | Asset management | 2016-09-01 | 2017-01-24 | RO | Advising on securities | 2017-01-24 | RO | Asset management | 2017-01-24 | RO | Dealing in securities | 2022-05-16 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-08-15 | 2008-06-16 | Rep | Dealing in securities | 2006-08-15 | 2008-06-16 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-07-14 | 2009-12-05 | Rep | Advising on corporate finance | 2008-08-08 | 2009-12-05 |
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