Hulac, Charles Ridgeway
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Asset management | 2005-01-28 | |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2005-03-21 | |
| 3 | Citigroup Global Markets Asia Limited | Rep | Automated trading services | 2005-03-21 | |
| 4 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2008-03-20 | |
| 5 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2008-03-20 | |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2010-03-09 | 2010-04-09 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2010-03-09 | 2010-04-09 |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-03-09 | 2010-04-09 |
| 9 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2010-05-06 | 2012-01-31 |
| 10 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2010-05-06 | 2024-02-29 |
| 11 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2010-05-06 | 2024-02-29 |
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