Wang, James Junyan 王俊彥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI CAPITAL LIMITED | RO | Advising on corporate finance | 2006-12-31 | FIRST SHANGHAI SECURITIES LIMITED | RO | 2006-12-31 |
| 2 | China Integrity Investment Limited | RO | Advising on securities | 2011-04-28 | FIRST SHANGHAI SECURITIES LIMITED | RO | 2006-12-31 | CITIC Securities Asset Management (HK) Limited | RO | 2008-08-01 | 2014-01-01 | China Alpha Fund Management (HK) Limited | Rep | 2014-06-17 | 2014-08-29 | China Alpha Fund Management (HK) Limited | RO | 2014-08-29 |
| 3 | China Integrity Investment Limited | RO | Asset management | 2011-04-28 | FIRST SHANGHAI SECURITIES LIMITED | RO | 2006-12-31 | CITIC Securities Asset Management (HK) Limited | RO | 2008-08-01 | 2014-01-01 | China Alpha Fund Management (HK) Limited | Rep | 2014-06-17 | 2014-08-29 | China Alpha Fund Management (HK) Limited | RO | 2014-08-29 |
| 4 | China Integrity Investment Limited | RO | Dealing in securities | 2009-09-18 | 2011-04-28 |
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