Wang, James Junyan 王俊彥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Alpha Fund Management (HK) Limited | Rep | Advising on securities | 2014-06-17 | 2014-08-29 |
| 2 | China Alpha Fund Management (HK) Limited | Rep | Asset management | 2014-06-17 | 2014-08-29 |
| 3 | FIRST SHANGHAI CAPITAL LIMITED | RO | Advising on corporate finance | 2006-12-31 | |
| 4 | FIRST SHANGHAI SECURITIES LIMITED | RO | Advising on corporate finance | 2006-12-31 | |
| 5 | China Integrity Investment Limited | RO | Advising on securities | 2011-04-28 | |
| 6 | FIRST SHANGHAI SECURITIES LIMITED | RO | Advising on securities | 2006-12-31 | |
| 7 | CITIC Securities Asset Management (HK) Limited | RO | Advising on securities | 2008-08-01 | 2014-01-01 |
| 8 | China Alpha Fund Management (HK) Limited | RO | Advising on securities | 2014-08-29 | |
| 9 | China Integrity Investment Limited | RO | Asset management | 2011-04-28 | |
| 10 | FIRST SHANGHAI SECURITIES LIMITED | RO | Asset management | 2006-12-31 | |
| 11 | CITIC Securities Asset Management (HK) Limited | RO | Asset management | 2008-08-01 | 2014-01-01 |
| 12 | China Alpha Fund Management (HK) Limited | RO | Asset management | 2014-08-29 | |
| 13 | China Integrity Investment Limited | RO | Dealing in securities | 2009-09-18 | 2011-04-28 |
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