Lau, David Nai Meng
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-01-12 | 2013-03-01 | Rep | Dealing in securities | 2010-01-12 | 2013-03-01 | Rep | Automated trading services | 2010-01-22 | 2013-03-01 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-11-19 | 2009-10-05 |
3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2008-11-19 | 2009-10-05 |
4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-11-19 | 2009-10-05 |
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