Kwok, Isabella Ngan Ting 郭雁婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-04 | Rep | Asset management | 2004-02-04 | Rep | Advising on securities | 2004-08-06 | Rep | Advising on securities | 2005-01-24 | 2008-05-09 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2004-08-16 | 2005-01-10 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-10-29 | 2018-05-08 |
| 4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2022-04-26 | |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-07-14 | 2009-07-29 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2008-07-14 | 2009-07-29 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-07-14 | 2009-07-29 |
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