Lai, Chu Hang 黎曙衡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Reserve Securities Limited | Rep | Advising on securities | 2011-03-10 | 2014-01-20 | Rep | Dealing in securities | 2011-03-10 | 2014-01-20 | Rep | Asset management | 2012-03-15 | 2014-01-20 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2014-01-21 | Rep | Dealing in securities | 2014-01-21 |
| 3 | JAPAN ASIA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-03-15 | 2013-04-17 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-06-03 | 2010-03-06 | Rep | Dealing in securities | 2009-06-03 | 2010-03-06 |
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