Jap, Wing Lai 葉永麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2015-11-02 | Rep | Asset management | 2015-11-02 | Rep | Dealing in securities | 2015-11-02 |
| 2 | LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2007-09-28 | 2012-10-31 | Rep | Asset management | 2007-09-28 | 2012-10-31 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-24 | Rep | Asset management | 2004-11-24 | Rep | Dealing in securities | 2004-11-24 | Rep | Advising on securities | 2006-04-26 |
| 4 | Polen Capital HK Limited | Rep | Advising on securities | 2012-10-04 | 2015-10-07 | Rep | Asset management | 2012-10-04 | 2015-10-07 |
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