Lee, Mary Wai Chong 李潓莊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-03-30 | 2010-07-22 |
| 2 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-03-30 | 2010-07-22 |
| 3 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Dealing in securities | 2010-12-22 | 2013-06-06 |
| 4 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | RO | Dealing in securities | 2013-06-06 | 2017-09-08 |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2017-09-11 | 2017-11-07 |
| 6 | MACQUARIE CAPITAL LIMITED | RO | Dealing in securities | 2017-11-07 | 2021-09-24 |
| 7 | Macquarie Markets Trading Limited | Rep | Dealing in securities | 2021-04-30 | 2021-07-14 |
| 8 | Macquarie Markets Trading Limited | RO | Dealing in securities | 2021-07-14 |
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