Chui, Carolyn Suk Yin 崔淑妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | |
| 2 | Merrill Lynch Far East Limited | Rep | Asset management | 2005-01-25 | |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2005-01-25 | |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Asset management | 2005-01-25 | |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Automated trading services | 2005-01-25 | |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2005-03-23 | |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2005-03-23 | |
| 8 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2005-03-23 | |
| 9 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-03-23 | |
| 10 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2005-03-23 | |
| 11 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-03-23 | |
| 12 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-09-10 | |
| 13 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-07-13 | |
| 14 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-10 | 2013-07-13 |
| 15 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2011-11-03 | 2013-07-13 |
| 16 | JW Capital Limited (HK) | Rep | Asset management | 2019-04-23 | 2019-11-30 |
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