Ersoy, Alan Metin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2015-09-09 | 2016-01-21 | Rep | Dealing in securities | 2015-09-09 | 2016-01-21 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-06-01 | 2015-05-27 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-06-01 | 2015-05-27 | Rep | Dealing in futures contracts | 2010-08-24 | 2015-05-27 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-01 | 2010-08-24 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-11-06 | Rep | Dealing in securities | 2017-11-06 | 2018-09-21 | RO | Dealing in securities | 2018-09-21 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2017-11-06 | Rep | Dealing in securities | 2017-11-06 | 2018-09-21 | RO | Dealing in securities | 2018-09-21 | Rep | Automated trading services | 2019-02-01 |
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