Lewis, Nicholas John (SFC:AUJ419)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-12-21 | 2012-03-15 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2009-12-21 | 2012-03-15 | Rep | Dealing in futures contracts | 2010-09-06 | 2012-03-15 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-12-21 | 2010-09-06 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-06-18 | 2018-12-20 | Rep | Dealing in securities | 2012-06-18 | 2018-12-20 | Rep | Dealing in futures contracts | 2022-10-11 | 2022-10-21 | Rep | Dealing in securities | 2022-10-11 | 2022-10-21 |
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