Poirot, Laurent Marie Bernard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-03-24 | 2019-07-15 | Rep | Asset management | 2016-03-24 | 2019-07-15 |
| 2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2017-06-27 | 2019-07-15 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-05-05 | 2013-04-27 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-05-05 | 2013-04-27 | Rep | Dealing in futures contracts | 2010-08-20 | 2013-04-27 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-05-05 | 2010-08-20 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-07-29 | 2015-03-02 | Rep | Dealing in securities | 2013-07-29 | 2015-03-02 | RO | Dealing in futures contracts | 2015-03-02 | 2015-06-13 | RO | Dealing in securities | 2015-03-02 | 2015-06-13 |
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