Shang, Ning 尚宁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2020-11-20 | Rep | Asset management | 2020-11-20 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-07-26 | 2014-09-20 | Rep | Dealing in securities | 2015-05-11 | 2017-03-08 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-07-26 | 2014-09-20 | Rep | Dealing in futures contracts | 2010-09-02 | 2014-09-20 | Rep | Dealing in futures contracts | 2015-05-11 | 2017-03-08 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-26 | 2010-09-02 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-12-22 | 2015-01-21 | Rep | Dealing in securities | 2014-12-22 | 2015-01-21 |
| 6 | Vision Capital Investment Management Limited | Rep | Advising on securities | 2018-09-13 | 2020-11-02 | Rep | Asset management | 2018-09-13 | 2020-11-02 | Rep | Dealing in securities | 2018-09-13 | 2020-11-02 |
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