Tam, Leslie Nai Him 譚乃謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KAI WO ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-05-26 | 2009-10-02 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-01-31 | 2008-10-22 | Rep | Dealing in securities | 2009-10-15 | 2018-10-02 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-31 | 2018-10-02 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-10-15 | 2010-08-31 |
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