Tang, Albert Tak Nam 鄧德南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JW Capital Limited (HK) | Rep | Asset management | 2015-04-29 | 2020-07-31 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2005-01-25 | Rep | Advising on securities | 2005-01-25 | Rep | Asset management | 2005-01-25 | Rep | Automated trading services | 2005-01-25 | Rep | Dealing in securities | 2012-05-28 | Rep | Advising on securities | 2011-11-08 | 2012-05-28 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-01-25 | Rep | Advising on securities | 2005-01-25 | Rep | Asset management | 2005-01-25 | Rep | Dealing in securities | 2005-04-22 | Rep | Dealing in futures contracts | 2010-09-22 | 2012-05-28 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2005-01-25 | Rep | Asset management | 2005-01-25 | Rep | Automated trading services | 2005-01-25 | Rep | Dealing in futures contracts | 2010-09-22 |
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