Yip, Timothy Churk Yue 葉卓儒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2017-02-16 | 2017-06-25 | Rep | Dealing in securities | 2017-02-16 | 2017-06-25 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2017-06-26 | 2018-02-15 | Rep | Advising on securities | 2017-06-26 | 2021-05-10 | Rep | Dealing in futures contracts | 2017-12-19 | 2021-05-10 | RO | Dealing in securities | 2018-02-15 | 2021-05-10 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-07-05 | 2012-01-13 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-24 | 2012-01-13 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-07-05 | 2010-08-24 |
| 6 | Nine Masts Capital Limited | Rep | Asset management | 2021-08-13 |
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