Yue, Krista Wan Wen 余婉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-07-03 | Rep | Advising on securities | 2003-07-03 | Rep | Asset management | 2003-07-03 | Rep | Dealing in securities | 2003-07-03 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-08-10 | 2016-09-28 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2009-08-10 | 2016-09-28 | Rep | Dealing in futures contracts | 2010-08-20 | 2016-09-28 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-08-10 | 2010-08-20 |
| 5 | Sculptor Capital Management Hong Kong Limited (b2001-12-28) | Rep | Asset management | 2008-05-21 | 2009-07-08 |
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