Tse, Wing Keung 謝永強

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on corporate finance 2003-04-11
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on securities 2003-04-11
MF Global Hong Kong Limited Rep 2011-06-07 2011-11-11
313 Capital Management Limited Rep 2012-11-02 2014-07-11
Silver Grant International Capital Management Limited RO 2016-03-08 2018-09-20
ASIA INVESTMENT RESEARCH LIMITED RO 2018-10-08
3 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Asset management 2003-04-11
Silver Grant International Capital Management Limited Rep 2016-04-11 2018-09-20
ASIA INVESTMENT RESEARCH LIMITED RO 2018-10-08
4 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-05-16 2008-10-21
5 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2003-04-11
BOCI SECURITIES LIMITED Rep 2003-09-23 2005-09-01
Merrill Lynch (Asia Pacific) Limited Rep 2005-09-01 2008-10-21
Merrill Lynch Far East Limited Rep 2005-09-01 2008-10-21
CCB INTERNATIONAL SECURITIES LIMITED Rep 2009-02-02 2011-01-12
MF Global Hong Kong Limited Rep 2011-06-07 2011-11-11
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep 2012-01-31 2012-03-31
SOUTH CHINA SECURITIES LIMITED Rep 2012-11-02 2014-07-11
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep 2014-07-31 2015-04-01

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