Ng, Agatha Pui Shan 伍佩珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AJ Securities Limited | Rep | Dealing in securities | 2017-12-15 | 2023-05-05 |
| 2 | Lion Global Financial Limited | Rep | Advising on securities | 2003-12-11 | 2005-12-31 | Rep | Asset management | 2004-06-05 | 2005-01-11 | Rep | Advising on securities | 2009-01-29 | 2010-07-16 | Rep | Dealing in securities | 2010-06-09 | 2013-03-25 |
| 3 | PC SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-10 | 2017-12-01 |
| 4 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2013-04-17 | 2015-04-30 |
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