Carango, Anthony
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ion Pacific Limited | RO | Advising on corporate finance | 2016-10-06 | 2019-03-13 | RO | Advising on securities | 2016-10-06 | 2019-03-13 | RO | Dealing in securities | 2016-10-06 | 2019-03-13 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2008-01-02 | 2008-09-29 | Rep | Advising on securities | 2008-01-02 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2010-08-16 | 2015-09-01 | Rep | Advising on securities | 2010-08-16 | 2015-09-01 | Rep | Dealing in securities | 2010-08-16 | 2015-09-01 |
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