Simmons, Dirk Vincent
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2013-01-14 | 2016-01-21 | Rep | Dealing in securities | 2013-01-14 | 2016-01-21 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2007-12-03 | 2009-01-09 | Rep | Advising on securities | 2007-12-03 | 2009-01-09 | Rep | Dealing in securities | 2007-12-03 | 2009-01-09 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2007-12-03 | 2009-01-09 | Rep | Advising on securities | 2007-12-03 | 2009-01-09 | Rep | Dealing in securities | 2007-12-03 | 2009-01-09 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-06-01 | 2012-09-21 | Rep | Advising on securities | 2009-06-01 | 2012-09-21 | Rep | Dealing in securities | 2009-06-01 | 2012-09-21 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy