Tam, Jude Ho Yin 譚顥賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-07-26 | 2010-02-19 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-07-26 | 2017-04-05 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-07-26 | 2017-04-05 |
| 4 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-03 | 2013-05-31 |
| 5 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2013-05-31 |
| 6 | CLSA LIMITED | Rep | Dealing in securities | 2017-08-04 | |
| 7 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2020-07-10 | |
| 8 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2020-08-10 | |
| 9 | CITIC Securities Asset Management (HK) Limited | Rep | Dealing in securities | 2023-11-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy