Turcotte Iii, Vincent Joseph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2005-08-05 | 2005-10-20 | RO | Dealing in futures contracts | 2005-10-20 | 2011-01-31 |
| 2 | Newedge Broker Limited | RO | Dealing in futures contracts | 2008-08-29 | 2009-07-31 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-05-04 | 2013-09-05 | Rep | Dealing in securities | 2011-05-04 | 2014-09-27 | RO | Dealing in futures contracts | 2013-09-05 | 2014-09-27 |
| 4 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-08-05 | 2005-10-20 | RO | Dealing in futures contracts | 2005-10-20 | 2011-01-31 | Rep | Dealing in securities | 2010-02-09 | 2010-09-15 | RO | Dealing in securities | 2010-09-15 | 2011-01-31 |
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