Yeung, Kei Yuen 楊紀元
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2004-03-01 | Rep | Advising on securities | 2004-03-01 | Rep | Asset management | 2004-03-01 | Rep | Automated trading services | 2004-03-01 | Rep | Dealing in securities | 2006-05-08 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-06-08 | 2008-03-19 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2008-04-18 | 2008-09-29 | Rep | Dealing in futures contracts | 2008-04-30 | 2008-09-29 |
| 4 | LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-04-30 | 2008-09-29 |
| 5 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-04-18 | 2008-09-29 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2012-10-09 | Rep | Automated trading services | 2012-10-09 | 2013-09-23 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2012-10-09 | Rep | Dealing in securities | 2012-10-09 | Rep | Automated trading services | 2013-08-19 | 2018-11-01 |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-15 | 2012-07-10 | Rep | Dealing in securities | 2008-10-15 | 2012-07-10 |
| 9 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Automated trading services | 2010-06-07 | 2012-07-10 | Rep | Dealing in securities | 2010-06-07 | 2012-07-10 |
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