Chuy Kon, Alejandro Jose
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2008-10-13 | 2014-09-27 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2004-04-16 | Rep | Dealing in securities | 2007-04-14 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-05-25 | 2008-06-10 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-05-25 | 2008-06-10 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-07 | 2008-06-10 |
| 6 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-10-08 | Rep | Dealing in securities | 2014-10-08 | Rep | Automated trading services | 2014-10-08 | 2020-05-13 |
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