So, Pui Fung 蘇沛豐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-02-06 | 2006-06-19 |
| 2 | Lion Global Financial Limited | Rep | Advising on securities | 2008-01-23 | 2010-05-25 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2010-06-01 | 2013-12-01 |
| 4 | CMB International Securities Limited | Rep | Advising on securities | 2023-02-10 | 2023-11-27 |
| 5 | GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2024-03-28 | |
| 6 | Lion Global Financial Limited | Rep | Asset management | 2009-10-16 | 2010-05-25 |
| 7 | Lion Global Financial Limited | Rep | Dealing in securities | 2009-07-14 | 2010-05-25 |
| 8 | CMB International Securities Limited | Rep | Dealing in securities | 2013-12-13 | 2017-02-22 |
| 9 | CMB International Global Markets Limited | Rep | Dealing in securities | 2021-12-29 | 2023-02-01 |
| 10 | CMB International Securities Limited | Rep | Dealing in securities | 2023-02-10 | 2023-11-27 |
| 11 | GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Dealing in securities | 2024-03-28 | |
| 12 | CMB International Securities Limited | RO | Advising on securities | 2016-09-28 | 2022-05-05 |
| 13 | CMB International Global Markets Limited | RO | Advising on securities | 2021-12-29 | 2023-02-01 |
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