Yeung, Flora Fung Yee 楊鳳儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lion Global Financial Limited | Rep | Asset management | 2010-05-12 | 2011-03-11 |
| 2 | Lion Global Financial Limited | Rep | Dealing in securities | 2010-05-12 | 2011-03-11 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-04-07 | 2012-11-09 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2011-07-11 | 2012-11-09 |
| 5 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-09-02 | 2022-07-18 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2013-09-02 | 2022-07-18 |
| 7 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2013-09-02 | 2022-07-18 |
| 8 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-07-13 | 2022-07-18 |
| 9 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2022-08-26 | |
| 10 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2022-08-26 | |
| 11 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2022-08-26 | |
| 12 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-08-26 |
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