Tong, Alex King Hong 唐景康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BSI Investment Advisors (Hong Kong) Limited | Rep | Advising on securities | 2010-11-01 | 2011-06-30 | Rep | Asset management | 2010-11-01 | 2011-06-30 | Rep | Dealing in securities | 2010-11-01 | 2011-06-30 |
| 2 | GENERALI INVESTMENTS ASIA LIMITED | Rep | Dealing in securities | 2008-05-26 | 2010-11-01 | Rep | Advising on futures contracts | 2008-08-29 | 2010-11-01 | Rep | Advising on securities | 2008-08-29 | 2010-11-01 | Rep | Asset management | 2008-08-29 | 2010-11-01 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-07-27 | 2008-05-17 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-07-27 | 2008-05-17 |
| 5 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2011-08-01 | 2016-04-08 | Rep | Asset management | 2011-08-01 | 2016-04-08 | Rep | Dealing in securities | 2011-08-01 | 2016-04-08 |
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