Liu, Wei (SFC:AMF146) 劉巍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DTC Investment Management (HK) Limited | Rep | Asset management | 2010-11-09 | 2012-08-13 | RO | Dealing in securities | 2011-08-19 | RO | Asset management | 2012-08-13 | 2013-02-13 | RO | Asset management | 2013-03-26 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-04-30 | 2008-06-03 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-04-30 | 2008-06-03 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-07-06 | 2007-03-10 | Rep | Dealing in securities | 2008-09-03 | 2010-10-27 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-06 | 2010-10-27 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-07-06 | 2007-03-10 | Rep | Dealing in futures contracts | 2008-09-03 | 2010-09-06 |
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