CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 建達(香港)資本市場有限公司

SFC licenses

C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.

C/R Activity From Until
C Advising on corporate finance 2010-07-22 2012-08-15
C 2018-09-04
C Advising on securities 2009-03-13
C Dealing in futures contracts 2004-07-15
C Dealing in securities 2004-07-15
C Leveraged foreign exchange trading 2008-12-30 2011-04-21

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