Lam, Gilbert Shen Hriung 林聖鴻

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SFC roles

Organisation Position From Until
1 CCB INTERNATIONAL SECURITIES LIMITED Resp OffResponsible Officer 2006-03-17 2008-10-01
2 KGI ASIA LIMITED RepRepresentative 2005-12-02 2006-01-23
Resp OffResponsible Officer 2006-01-23 2006-02-18
RepRepresentative 2012-04-24 2013-03-11
Resp OffResponsible Officer 2013-03-11 2013-09-23
RepRepresentative 2013-09-23 2017-10-02
RepRepresentative 2017-10-03 2020-12-16
3 KGI FUTURES (HONG KONG) LIMITED RepRepresentative 2005-12-02 2006-01-23
Resp OffResponsible Officer 2006-01-23 2006-02-18
RepRepresentative 2012-04-24 2013-03-11
Resp OffResponsible Officer 2013-03-11 2013-09-23
RepRepresentative 2013-09-23 2020-12-16
4 KGI SECURITIES (HONG KONG) LIMITED RepRepresentative 2005-12-02 2006-01-23
Resp OffResponsible Officer 2006-01-23 2006-02-18
Resp OffResponsible Officer 2013-04-25 2013-09-23
RepRepresentative 2013-09-23 2017-10-02
5 SINOPAC FUTURES (ASIA) LIMITED Resp OffResponsible Officer 2004-01-28 2005-11-22
6 SINOPAC SECURITIES (ASIA) LIMITED Resp OffResponsible Officer 2004-01-28 2005-11-22
7 Yuanta Asia Investment (Hong Kong) Limited Resp OffResponsible Officer 2003-12-22

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