Pantone, Nicola
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | RepRepresentative | 2006-08-11 | 2008-01-17 | |
| 2 | HSBC BROKING FUTURES (HONG KONG) LIMITED | RepRepresentative | 2014-03-06 | 2016-08-19 | |
| Resp OffResponsible Officer | 2016-08-19 | 2021-07-13 | |||
| 3 | SG SECURITIES (HK) LIMITED | RepRepresentative | 2008-07-24 | 2011-07-14 | |
| 4 | UBS SECURITIES ASIA LIMITED | RepRepresentative | 2021-12-17 | 2023-10-20 | |
| Resp OffResponsible Officer | 2023-10-20 | ||||
| 5 | UBS SECURITIES HONG KONG LIMITED | RepRepresentative | 2021-12-17 | 2023-10-20 | |
| Resp OffResponsible Officer | 2023-10-20 |
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