Liu, Wendy Wing Yin 廖穎賢

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SFC roles

Organisation Position From Until
1 AEM CAPITAL LIMITED Resp OffResponsible Officer 2018-04-19 2021-10-11
2 AEM INVESTMENT SERVICES LIMITED Resp OffResponsible Officer 2018-04-20 2021-10-11
3 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED RepRepresentative 2009-08-10 2011-03-18
4 Daiwa Capital Markets Hong Kong Limited RepRepresentative 2008-02-26 2009-01-10
5 EMPEROR CORPORATE FINANCE LIMITED RepRepresentative 2012-07-25 2014-03-28
6 EUTO CAPITAL PARTNERS LIMITED RepRepresentative 2021-10-22 2021-11-05
Resp OffResponsible Officer 2021-11-05
7 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED RepRepresentative 2011-05-11 2012-03-09
8 Quam Capital Limited (b1994-08-04) RepRepresentative 2014-04-07 2014-06-13
Resp OffResponsible Officer 2014-06-13 2018-04-14
9 UOB ASIA (HONG KONG) LIMITED RepRepresentative 2006-04-20 2008-02-10

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