Li, Yao Jun 李耀君

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SFC roles

Organisation Position From Until
1 313 Capital Management Limited RepRepresentative 2015-09-30 2016-12-27
2 ASA SECURITIES LIMITED RepRepresentative 2010-11-17 2013-03-31
3 Changjiang Asset Management (HK) Limited RepRepresentative 2017-02-08 2021-05-07
4 Changjiang Futures (HK) Limited RepRepresentative 2017-02-08 2021-05-07
5 Changjiang Securities Brokerage (HK) Limited RepRepresentative 2017-02-08 2017-07-05
Resp OffResponsible Officer 2017-07-05 2021-05-07
6 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED RepRepresentative 2007-06-14 2008-07-10
7 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED RepRepresentative 2007-06-14 2008-07-10
8 Doo Financial HK Limited Resp OffResponsible Officer 2022-12-23
9 EMPEROR SECURITIES LIMITED (HK) RepRepresentative 2008-07-30 2010-11-10
10 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) RepRepresentative 2013-04-08 2014-03-11
11 NOAH HOLDINGS (HONG KONG) LIMITED RepRepresentative 2015-04-27 2015-07-06
12 SOUTH CHINA COMMODITIES LIMITED RepRepresentative 2016-05-25 2016-11-11
13 SOUTH CHINA SECURITIES LIMITED RepRepresentative 2015-09-30 2016-11-11

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