Chang, Joseph Cho Yam 張祖蔭

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SFC roles

Organisation Position From Until
1 ABCI CAPITAL LIMITED RepRepresentative 2011-08-23 2011-10-27
Resp OffResponsible Officer 2011-10-27 2012-10-05
2 ABCI Securities Company Limited RepRepresentative 2011-10-31 2012-10-05
3 DBS ASIA CAPITAL LIMITED RepRepresentative 2008-10-13 2008-11-14
4 FRONTIER CAPITAL INVESTMENT LIMITED Resp OffResponsible Officer 2014-12-18 2015-02-13
5 Goldin Equities Limited RepRepresentative 2009-02-12 2009-03-23
6 GRANSING SECURITIES CO., LIMITED RepRepresentative 2015-08-12 2015-10-09
Resp OffResponsible Officer 2015-10-09 2017-01-28
7 KINGSWAY CAPITAL LIMITED RepRepresentative 2004-11-03 2008-08-14
Resp OffResponsible Officer 2008-08-14 2008-10-01
8 KINGSWAY FINANCIAL SERVICES GROUP LIMITED RepRepresentative 2004-11-03 2007-11-19
Resp OffResponsible Officer 2007-11-19 2008-10-01
RepRepresentative 2021-12-22
9 KINGSWAY SW ASSET MANAGEMENT LIMITED RepRepresentative 2022-09-29
10 MUFG Securities Asia Limited Resp OffResponsible Officer 2010-12-31 2011-04-19
11 RHB CAPITAL HONG KONG LIMITED RepRepresentative 2009-05-26 2010-06-30
RepRepresentative 2012-11-05 2013-01-07
Resp OffResponsible Officer 2013-01-07 2013-07-09
12 RHB SECURITIES HONG KONG LIMITED RepRepresentative 2009-04-07 2010-06-30
RepRepresentative 2012-11-05 2013-07-09
13 Tongfang Capital Limited Resp OffResponsible Officer 2017-09-29 2021-10-18
14 Tongfang Securities Limited RepRepresentative 2018-03-08 2021-10-18

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