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SFC licenses

Organisation Position From Until Total
Return
CAGR
1 BOCI ASIA LIMITED RepRepresentative  24-Jan-2007  27-Sep-2007
Resp OffResponsible Officer  27-Sep-2007  28-Feb-2012
2 BOCI SECURITIES LIMITED RepRepresentative  24-Jan-2007  27-Sep-2007
Resp OffResponsible Officer  27-Sep-2007  28-Feb-2012
3 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RepRepresentative  2-May-2012  14-Aug-2012
Resp OffResponsible Officer  14-Aug-2012  3-Jun-2014
4 Credit Suisse (Hong Kong) Limited RepRepresentative  15-May-2004  31-Jan-2005
5 Credit Suisse Securities (Hong Kong) Limited RepRepresentative    15-Oct-2003
6 Macquarie Capital (Hong Kong) Limited RepRepresentative  29-Jul-2005  23-Dec-2006
7 MACQUARIE CAPITAL SECURITIES LIMITED RepRepresentative  29-Jul-2005  23-Dec-2006

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