Kwan, Chung Yan 關頌恩

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SFC roles

Organisation Position From Until
1 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED RepRepresentative 2010-09-08 2016-09-03
2 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED RepRepresentative 2010-09-08 2016-09-03
3 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED RepRepresentative 2005-11-30 2006-09-29
4 CHAOSHANG ASSET MANAGEMENT LIMITED RepRepresentative 2017-08-09 2020-02-07
Resp OffResponsible Officer 2020-02-07
5 ChaoShang Securities Limited RepRepresentative 2016-09-07 2016-10-20
Resp OffResponsible Officer 2016-10-20
6 CITIC Securities Brokerage (HK) Limited RepRepresentative 2004-05-25 2005-03-30
7 CITIC Securities Futures (HK) Limited RepRepresentative 2004-05-25 2005-03-30
8 CMB International Capital Holdings Corporation Limited RepRepresentative 2006-10-27 2008-05-16
9 KGI ASIA LIMITED RepRepresentative 2009-06-17 2010-08-13
10 KGI FUTURES (HONG KONG) LIMITED RepRepresentative 2009-06-17 2010-08-13
11 MIB FUTURES (HONG KONG) LIMITED RepRepresentative 2008-06-12 2009-06-13
12 MIB SECURITIES (HONG KONG) LIMITED RepRepresentative 2008-05-28 2009-06-13
13 PHILLIP COMMODITIES (H.K.) LIMITED RepRepresentative 2004-05-14
14 PHILLIP SECURITIES (HONG KONG) LIMITED RepRepresentative 2004-05-14

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