Lui, Dennis Kar Wong 呂家煌

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SFC roles

Organisation Position From Until
1 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED RepRepresentative 2012-09-25 2017-06-07
2 CHINA EVERBRIGHT SECURITIES (HK) LIMITED RepRepresentative 2011-06-09 2011-10-18
Resp OffResponsible Officer 2011-10-18 2017-06-07
3 China Zhong Sheng Securities Limited Resp OffResponsible Officer 2019-01-29 2020-02-29
4 Complus Asset Management Limited RepRepresentative 2021-10-20 2022-12-09
Resp OffResponsible Officer 2022-12-09
5 Harmony Advisors Limited RepRepresentative 2020-03-24 2020-04-20
Resp OffResponsible Officer 2020-04-20 2021-09-28
6 MIZUHO SECURITIES ASIA LIMITED RepRepresentative 2009-08-10 2011-03-01
7 Nomura Asia Investment (Hong Kong) Limited RepRepresentative 2009-04-30
8 NOMURA INTERNATIONAL (HONG KONG) LIMITED RepRepresentative 2009-04-30
9 NOMURA SECURITIES (HONG KONG) LIMITED RepRepresentative 2008-04-11 2009-04-30
10 ROYAL MORGAN FUND MANAGEMENT CO. LIMITED RepRepresentative 2017-12-07 2018-02-05
Resp OffResponsible Officer 2018-02-05 2018-07-03

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