Lee, Rocky Siu San 李少燊
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | CHINA EVERBRIGHT CAPITAL LIMITED | RepRepresentative | 2016-12-29 | 2017-05-22 | |
Resp OffResponsible Officer | 2017-05-22 | 2018-06-05 | |||
2 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | RepRepresentative | 2016-12-29 | 2017-05-22 | |
Resp OffResponsible Officer | 2017-05-22 | 2018-02-09 | |||
3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RepRepresentative | 2018-06-26 | 2019-06-14 | |
4 | DBS ASIA CAPITAL LIMITED | RepRepresentative | 2010-10-21 | 2016-01-15 | |
Resp OffResponsible Officer | 2016-01-15 | 2016-04-02 | |||
5 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RepRepresentative | 2019-06-21 | 2019-09-23 | |
Resp OffResponsible Officer | 2019-09-23 |
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