Chan, Kar Lok 陳家樂

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SFC roles

Organisation Position From Until
1 BNP PARIBAS PEREGRINE FUTURES LIMITED RepRepresentative 2004-12-11
2 BNP PARIBAS SECURITIES (ASIA) LIMITED RepRepresentative 2004-12-11
3 CHINA MERCHANTS FUTURES (HK) CO., LIMITED RepRepresentative 2006-01-09 2008-09-30
4 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED RepRepresentative 2006-01-09 2008-09-30
5 Essence Futures (Hong Kong) Limited RepRepresentative 2012-06-19 2012-08-01
Resp OffResponsible Officer 2012-08-01
6 Essence International Securities (Hong Kong) Limited RepRepresentative 2012-06-19 2012-08-01
Resp OffResponsible Officer 2012-08-01
7 HAI TONG SECURITIES (HK) BROKERAGE LIMITED RepRepresentative 2008-10-09 2009-01-16
Resp OffResponsible Officer 2009-01-16 2011-05-03
8 HAITONG INTERNATIONAL FUTURES LIMITED Resp OffResponsible Officer 2010-05-20 2012-06-08
9 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Resp OffResponsible Officer 2010-05-20 2012-06-08
10 UOB KAY HIAN (HONG KONG) LIMITED RepRepresentative 2004-12-13 2005-12-30
11 UOB KAY HIAN FUTURES (HONG KONG) LIMITED RepRepresentative 2004-12-13 2005-12-30

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