Gupta, Ajay (SFC:AIR435)
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | RepRepresentative | 2004-02-01 | ||
| 2 | Merrill Lynch (Asia Pacific) Limited | RepRepresentative | 2008-08-19 | 2010-08-06 | |
| 3 | Merrill Lynch Far East Limited | RepRepresentative | 2008-08-19 | 2010-08-06 | |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | RepRepresentative | 2008-08-19 | 2010-08-06 | |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RepRepresentative | 2013-08-26 | 2014-02-14 | |
| 6 | Merrill Lynch (Asia Pacific) Limited | Resp OffResponsible Officer | 2010-08-06 | 2013-05-25 | |
| 7 | Merrill Lynch Far East Limited | Resp OffResponsible Officer | 2010-08-06 | 2013-05-25 | |
| 8 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Resp OffResponsible Officer | 2010-08-06 | 2010-12-31 | |
| 9 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Resp OffResponsible Officer | 2014-02-14 | 2014-12-06 |
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