Stearn, Nicholas Antony
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Resp OffResponsible Officer | 2023-02-28 | ||
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Resp OffResponsible Officer | 2023-02-28 | ||
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | RepRepresentative | 2007-05-29 | 2010-09-02 | |
| 4 | Merrill Lynch (Asia Pacific) Limited | RepRepresentative | 2007-05-29 | 2015-09-04 | |
| 5 | Merrill Lynch Far East Limited | RepRepresentative | 2007-05-29 | 2015-09-04 | |
| 6 | Merrill Lynch (Asia Pacific) Limited | Resp OffResponsible Officer | 2015-09-04 | 2016-04-05 | |
| 7 | Merrill Lynch Far East Limited | Resp OffResponsible Officer | 2015-09-04 | 2016-04-05 | |
| 8 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RepRepresentative | 2016-07-07 | 2023-02-28 | |
| 9 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RepRepresentative | 2016-07-07 | 2023-02-28 |
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