Luk, James Kuo Sheng 陸覺生
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | RepRepresentative | 2024-02-27 | ||
2 | Credit Suisse (Hong Kong) Limited | RepRepresentative | 2021-03-18 | 2023-08-03 | |
3 | Credit Suisse Securities (Hong Kong) Limited | RepRepresentative | 2021-03-18 | 2023-08-03 | |
4 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | RepRepresentative | 2010-10-09 | 2011-08-06 | |
5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | RepRepresentative | 2011-08-22 | 2020-10-20 | |
6 | NOMURA SECURITIES (HONG KONG) LIMITED | RepRepresentative | 2011-08-22 | 2013-04-23 |
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