Heffner, Paul Lincoln 韓福南

Filing in New Times Energy Corporation Limited:O

Exchange Code Listed Last trade Delisted
HK Main 00166  1998-10-13    

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Filing data

Date of relevant event:2014-09-11
Awareness date (if later):
Filing date:2017-02-22
Original filing: Click here
Shares in issue as filed:1,177,873,995

Long event

Stated disclosure reason:Sale contract
Capacity before:Interest of corporation >=1/3 controlled
Capacity after:Interest of corporation >=1/3 controlled
Shares involved:800,000
Currency:HKD

Short event

Disclosure reason:Coming to have a short position
Capacity after:Interest of corporation >=1/3 controlled
Shares involved:800,000

Positions before and after the event

Interest in shares
Position Before After Change
Long 91,196,226 91,196,226 0
Short -0 -800,000 -800,000
Net 91,196,226 90,396,226 -800,000

Percent of issued
Position Before After Change
Long 7.74% 7.74% 0.00%
Short -0.00% -0.07% -0.07%
Net 7.74% 7.67% -0.07%

Capacity of interests after the event

Interest in shares
Capacity Long Short Net
Beneficial owner 6,172,000 0 6,172,000
Interest of corporation >=1/3 controlled 85,024,226 -800,000 84,224,226

Percent of issued
Capacity Long Short Net
Beneficial owner 0.52% 0.00% 0.52%
Interest of corporation >=1/3 controlled 7.22% -0.07% 7.15%

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