Heffner, Paul Lincoln 韓福南

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Filing in New Times Energy Corporation Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00166	1998-10-13			Docs

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Filing data

Date of relevant event:	2014-09-15
Awareness date (if later):
Filing date:	2017-02-22
Original filing:	Click here
Shares in issue as filed:	1,177,873,995

Long event

Stated disclosure reason:	Sale contract
Capacity before:	Interest of corporation >=1/3 controlled
Capacity after:	Interest of corporation >=1/3 controlled
Shares involved:	7,400,000
Currency:	HKD

Short event

Disclosure reason:	Coming to have a short position
Capacity after:	Interest of corporation >=1/3 controlled
Shares involved:	7,400,000

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	91,196,226	91,196,226	0
Short	-800,000	-8,200,000	-7,400,000
Net	90,396,226	82,996,226	-7,400,000

	Percent of issued
Position	Before	After	Change
Long	7.74%	7.74%	0.00%
Short	-0.07%	-0.70%	-0.63%
Net	7.67%	7.04%	-0.63%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	6,172,000	0	6,172,000
Interest of corporation >=1/3 controlled	85,024,226	-8,200,000	76,824,226

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.52%	0.00%	0.52%
Interest of corporation >=1/3 controlled	7.22%	-0.70%	6.52%

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