Heffner, Paul Lincoln 韓福南

Filing in New Times Energy Corporation Limited:O

Exchange Code Listed Last trade Delisted
HK Main 00166  1998-10-13    

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Filing data

Date of relevant event:2014-09-17
Awareness date (if later):
Filing date:2017-02-22
Original filing: Click here
Shares in issue as filed:1,177,873,995

Long event

Stated disclosure reason:Sale contract
Capacity before:Interest of corporation >=1/3 controlled
Capacity after:Interest of corporation >=1/3 controlled
Shares involved:900,000
Currency:HKD

Short event

Disclosure reason:Coming to have a short position
Capacity after:Interest of corporation >=1/3 controlled
Shares involved:900,000

Positions before and after the event

Interest in shares
Position Before After Change
Long 90,396,226 90,396,226 0
Short -7,400,000 -8,300,000 -900,000
Net 82,996,226 82,096,226 -900,000

Percent of issued
Position Before After Change
Long 7.68% 7.68% 0.00%
Short -0.63% -0.70% -0.07%
Net 7.05% 6.98% -0.07%

Capacity of interests after the event

Interest in shares
Capacity Long Short Net
Beneficial owner 6,172,000 0 6,172,000
Interest of corporation >=1/3 controlled 84,224,226 -8,300,000 75,924,226

Percent of issued
Capacity Long Short Net
Beneficial owner 0.52% 0.00% 0.52%
Interest of corporation >=1/3 controlled 7.15% -0.70% 6.45%

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