Heffner, Paul Lincoln 韓福南

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Filing in New Times Energy Corporation Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	00166	1998-10-13			Docs

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Filing data

Date of relevant event:	2014-09-26
Awareness date (if later):
Filing date:	2017-02-22
Original filing:	Click here
Shares in issue as filed:	1,316,713,995

Long event

Stated disclosure reason:	Ceasing to have an interest
Capacity before:	Interest of corporation >=1/3 controlled
Shares involved:	8,500,000
Currency:	HKD
Average on-exchange price:	0.355
Implied total value:	3,017,500
On-exchange settlement date:	2014-09-30
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	0.355	0.360	-1.39%
Average price	0.355	0.353	0.50%
Volume	8,500,000	2,444,000	347.79%
Turnover	3,017,500	863,330	349.52%

Short event

Disclosure reason:	Ceasing to have a short position
Capacity before:	Interest of corporation >=1/3 controlled
Shares involved:	8,500,000

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	74,722,226	66,222,226	-8,500,000
Short	-9,572,000	-1,072,000	8,500,000
Net	65,150,226	65,150,226	0

	Percent of issued
Position	Before	After	Change
Long	5.67%	5.03%	-0.64%
Short	-0.73%	-0.08%	0.65%
Net	4.94%	4.95%	0.01%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	6,172,000	0	6,172,000
Interest of corporation >=1/3 controlled	60,050,226	-1,072,000	58,978,226

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.47%	0.00%	0.47%
Interest of corporation >=1/3 controlled	4.56%	-0.08%	4.48%

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