Yip, Peter Mow Lum 葉茂林

Filing in Bright Smart Securities & Commodities Group Limited:O

Exchange Code Listed Last trade Delisted
HK Main 01428  2010-08-25    

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Filing data

Date of relevant event:2010-08-25
Awareness date (if later):
Filing date:2010-08-27
Original filing: Click here
Shares in issue as filed:666,800,000

Long event

Stated disclosure reason:Long interest upon listing
Capacity before:Interest of corporation >=1/3 controlled
Capacity after:Interest of corporation >=1/3 controlled
Shares involved:450,000,000
Currency:HKD

Short event

Disclosure reason:Coming to have a short position
Capacity before:Interest of corporation >=1/3 controlled
Capacity after:Interest of corporation >=1/3 controlled
Shares involved:25,020,000

Positions before and after the event

Interest in shares
Position Before After Change
Long 450,000,000 450,000,000 0
Short -25,020,000 -25,020,000 0
Net 424,980,000 424,980,000 0

Percent of issued
Position Before After Change
Long 67.50% 67.50% 0.00%
Short -3.80% -3.80% 0.00%
Net 63.70% 63.70% 0.00%

Capacity of interests after the event

Interest in shares
Capacity Long Short Net
Interest of corporation >=1/3 controlled 450,000,000 -25,020,000 424,980,000

Percent of issued
Capacity Long Short Net
Interest of corporation >=1/3 controlled 67.49% -3.75% 63.73%

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