Tsui, Tessa Wai Wa 徐偉華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-10-10 | 2009-03-04 | Rep | Advising on securities | 2007-10-10 | 2009-03-04 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2007-09-14 | 2007-10-12 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-05-23 | 2007-07-25 |
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